How Do I Get Audit Certification?

The qualification certificate for internal auditors (hereinafter referred to as the qualification certificate) is the qualification certificate for full-time and part-time personnel engaged in internal audit work.

Qualification certificate for internal auditor

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The qualification certificate for internal auditors (hereinafter referred to as the qualification certificate) is the qualification certificate for full-time and part-time personnel engaged in internal audit work.

Date of promulgation

2003-05-22

Issuing unit

China Internal Audit Association

Send text number

China Internal Cooperation Association [2003] No. 22

Implementation date

2003-07-01

[Name of Regulation] Implementation Measures for Post Qualification Certificates for Internal Auditors

Implementation Measures for Post Qualification Certificates for Internal Auditors

Article 1 In order to meet the needs of internal audit work and improve the quality of internal audit personnel, these Measures are formulated in accordance with the Regulations of the Audit Commission on Internal Audit Work and relevant regulations.

Article 2 The qualification certificate for internal auditors (hereinafter referred to as the qualification certificate) is the qualification certificate for full-time and part-time personnel engaged in internal audit work.

Article 3 Two methods are used to obtain the qualification certificate: qualification certification and examination.

(1) Those who meet one of the following conditions may be issued a qualification certificate after being approved by the Provincial Internal Audit (Division) Association and reported to the China Internal Audit Association for the record:

1. Persons with professional titles of intermediate and above in auditing, accounting, economics and related majors;

2. Persons with internationally registered internal auditor certificate;

3. Persons with relevant practicing certificates such as certified public accountants, cost engineers, asset appraisers;

4. Persons with at least two years of bachelor degree or above in auditing, accounting and related majors, and four or more years of college education.

Those who have obtained the internal audit qualification certificate issued by the Provincial (Industry) Level Internal Audit (Teacher) Association (Academy) for a period of not more than two years can be confirmed once after the implementation of these measures, and issued a qualification certificate.

(2) Those who do not meet the requirements of paragraph (1) above must participate in the qualification examination organized by the China Internal Audit Association. Those who pass the examination will be issued a qualification certificate.

Article 4 Qualification Certificate Exam Content:

(1) Principles and technologies of internal audit;

(2) relevant laws and regulations and internal auditing standards;

(3) Basic computer knowledge and applications.

Article 5 The qualification examination is generally held once a year for the Saturday of the third week of September. The China Internal Audit Association can also authorize the provincial internal audit (division) association to make examination arrangements based on actual conditions.

Article 6 Procedures for the issuance of qualification certificates. For those who have the qualifications to obtain the qualification certificate, I will fill in the "Application Form for the Qualification Certificate for Internal Auditors" (omitted), and after reviewing and signing by the unit, together with the qualification documents (title certificate, practice qualification certificate, academic certificate, personnel The original and photocopy of the service life certificate and the certificate of passing the exam issued by the department, and a 2-inch color photo without a crown, which will be issued to the provincial internal audit (division) association for review and a qualification certificate will be issued.

Article 7 The qualification certificate implements the annual inspection registration system, and every two years constitutes an annual inspection registration cycle.

Those who meet the following requirements can pass the annual inspection and be registered:

(1) abide by national laws and regulations;

(2) Strict implementation of the Internal Auditing Standards;

(3) abiding by the professional ethics of internal audit;

(4) Complete follow-up education in accordance with relevant regulations.

Article 8 Persons who cannot participate in follow-up education or annual inspection due to secondment, going abroad, etc., must hold a certificate issued by the personnel department of their unit and submit an application to the province's internal audit (division) association for the postponement of annual inspection registration.

Article 9 Personnel who do not participate in the annual inspection and registration for no reason shall withdraw and cancel their qualification certificates.

Article 10 Any person who has been investigated for criminal responsibility or cheated for a qualification certificate because of an illegal crime shall have his qualification certificate revoked.

Article 11 Personnel who have been transferred from the internal audit position for two years and have completed the retirement formalities must recover their qualification certificates.

Article 12 The China Internal Audit Association is responsible for uniformly organizing the examination of qualification certificates, the preparation of examination outlines, the preparation of textbooks, the propositions of examinations and the printing of qualification certificates, and the handling of personnel who violate these measures.

The Provincial Internal Audit (Association) Association is responsible for organizing pre-examination training, implementation of examinations, issuance, management, and registration of annual inspections, and proposing opinions to the China Internal Audit Association for violations of these measures.

Article 13 The qualification certificate shall not be altered or transferred. If the qualification certificate is lost, it shall be reported to the Provincial Internal Audit (Division) Association in a timely manner and may be reissued after verification.

Article 14 The interpretation of these measures is the responsibility of the China Internal Audit Association.

Article 15 These Measures shall be implemented as of July 1, 2003.