What Does a Securities Analyst Do?

Securities analyst refers to the qualification of obtaining securities investment consulting practice in accordance with the law and employment in securities operating institutions. It mainly researches and analyzes various factors related to the securities market, including analysis and prediction of the securities market, securities value and change trends, and reports Professionals who issue investment value reports, etc., and provide investors with the aforementioned reports and analysis, forecasting or advice services in writing or verbally.

Securities analyst

Securities analyst (Securities Analyst) refers to

The value of the investment is

Article 170 of the Securities Law stipulates that analysts, that is, practitioners of investment consulting agencies, must have securities expertise and engage in

Although various countries

In general, a securities analyst is the person who analyzes and makes recommendations. Securities analyst is

In China, securities analysts are mainly distributed in securities companies and consulting agencies, commonly known as "

Securities analysts must abide by the principles of independence, integrity, prudence, objectivity, diligence, fairness and fairness in the execution of business, provide professional services, and continuously improve the overall social image and status of securities analysts.

Securities analysts are encouraged to strengthen cooperation and exchanges with their peers, and to provide research materials and research results to share with their peers without violating confidentiality obligations and intellectual property protection.

Securities analysts should fully respect the intellectual property rights of others and strictly safeguard their intellectual property rights. No plagiarism of other people's works, papers or research results in research and publishing activities.

Securities Analyst United States

On April 28, 2003, the US Securities and Exchange Commission (SEC) issued an announcement and reached settlement agreements with 10 US investment banks. US Securities and Exchange Commission no longer accuses securities analysts of 10 investment banks of publishing misleading analysis reports in the late 1990s for the benefit of the company and its customers, misleading investors and seriously harming investors' interests . At the same time, the 10 investment banks agreed to jointly pay settlement funds totaling approximately $ 1.4 billion. The composition of the settlement is: a fine of 487.5 million US dollars, 387.5 million US dollars to compensate investors for losses, 432.5 million US dollars to support the development of independent research, and 80 million US dollars to carry out investor education activities. The end of this case will have a profound impact on the securities market. As William.H. Donaldson, the chairman of the US Securities and Exchange Commission, said, the case writes on the ongoing efforts to rebuild investor confidence in a fair and just market A new chapter.

Securities analyst China

On the evening of September 17, 2018, a video of "Fangzheng Securities Alternative Meal" attracted attention. In the video, Founder Securities analyst Ma Jun and a man have an intimate move, and Founder Securities employee Liao Mou also embraced the man. At the time of the selection of the "Best Analyst of New Wealth", industry insiders participated in the dinner, and netizens questioned that Ma Jun and others were suspect of canvassing.

At noon on September 18, 2018, the official Weibo of New Fortune Magazine reported that Founder Securities Ma Jun and other candidates were disqualified from participating in the "16th New Fortune Best Analyst" selection, and the relevant voters were disqualified from voting.

On September 19, 2018, Liao Lei, a female member of the indecent video of "Founder Securities Alternative Meal", responded to a Beijing News reporter that the company was investigating, but men in the video did not have the right to vote, and people on the board were basically not entitled to vote. Friends gathering. ^[1]