How Do I Become a Securities Analyst?

Securities analysts have obtained the qualifications for securities investment consulting practice according to law and are employed in securities operating institutions. They mainly conduct research and analysis on various factors related to the securities market, including research and prediction of the value and change trends of securities markets and securities varieties. Professionals who publish securities research reports, investment value reports, etc. to investors, and provide investors with the aforementioned reports and analysis, forecasting or advice services in writing or verbally.

Securities analyst qualification

With the rapid development of the securities industry market, the new securities industry qualification management system clearly stipulates that securities companies, fund management companies, fund custodians,

In fact, securities analysts are not an exam. Please pay attention to this. Everyone is going to take the qualification examination for the securities industry practitioners. Note: The qualification certificate is the most basic qualification certificate required for a salesman in a securities company. The securities analyst is the name of the post. You need to test the investment analyst certificate.

Analysts engaged in the securities industry research in the securities market are a highly intelligent and challenging industry. The practitioners not only have theoretical foundations, practical experience and practical capabilities, but also have a strong sense of professionalism and professionalism, as well as a high sense of responsibility, Noble character such as a sense of mission. Securities analysts must always face a large amount of information crisscrossing the market, including misinformation and suggestions of mixed fish and fish, as well as investment groups at different levels of the securities market-their needs are broad and specific, and their differences are relatively large. Large, the effect of forming the stock market is often immediate, and the effect of forming market reputation is also very direct. This requires securities analysts to mobilize all their wisdom, think independently, and extract valuable investment strategies or suggestions. Securities analysts are faced with a large amount of information that appears to be irregular, and need to have the ability to discern and think. As a result, securities analysts have significant responsibilities and clear tasks in the securities market. Therefore, the "threshold" of securities analysts' qualifications is not low. In short, securities analysts must have three basic conditions and two necessary conditions.

First, grasp the trend

Have knowledge of macroeconomic theory, understand and effectively collect and process financial markets, especially interest rates, exchange rates, inflation rates, employment rates, GDP growth rates, fiscal revenue and balance of payments related to the securities market, and a comprehensive national economic outlook Index, consumer price index (CPI), social commodity retail price index, price index of production materials in various industries, various consumer information indexes, and market forecasting psychological conditions, etc., and then make current or future economic operation trends Based on scientific and reasonable judgments and methods, and based on the situation of economic operation, explore the fiscal and monetary control policies that may be introduced by government management, or industry-oriented measures for various industries, and what trends they will interpret in the securities market What is the effect of the direction, its strength, and how much time is ahead or behind to try to grasp the trend or wave of the securities market, thereby effectively avoiding the mistake of directional misleading investors. This requires practitioners to understand both economics and finance and the securities market.

With investment skills

With investment knowledge, investigating, investigating and demonstrating real economy investment projects, and accumulating rich practical experience in selecting investment projects; good at using many of the real economy investment projects announced by listed companies to use their own knowledge structure With rich experience and special "sense" ability, we select projects with high probability of success, short investment cycle, maximized profits, and minimized risks to guide investors to make rational investments. It is best to have worked in a bank or trust company and other investment companies.

Third, with the quality of experts

Possessing accounting, auditing, and legal knowledge, can carry out multi-faceted comparative analysis of indicators and data such as annual reports, interim reports, and prospectus, have the ability to identify "number games", analyze their water content, and avoid being false. Confused by the financial statements. At the same time, understand China's legal system for regulating financial risks and securities issuance and underwriting transactions, and be familiar with the basic framework of the securities market legal system. Because market regulations are not perfect at this stage, and there are still violations of laws and regulations, analysts must also act as defenders of regulations and policies, and protect the interests of the public shareholders, especially the small and medium retail investors. You must discipline yourself, but also discipline yourself.