What Does a Chief Compliance Officer Do?

The Chief Compliance Officer (CCO) is a company official who monitors and manages compliance issues within an organization.

Chief Compliance Officer

Systematically explain the culture of compliance management

Introducing foreign advanced experience in compliance management

Analysis of risk management laws and regulations

Inspiring an Enterprise Risk Management Strategy

Facilitating compliance risk management

Curriculum design carefully refined by experts from all sides, customized for corporate decision makers and personnel of the legal compliance department, professional, serialized, internationalized, and case-based; theoretical research combined with the development practices of Chinese enterprises to provide practical compliance risk management Effective help, teaching systematic and comprehensive theories and skills for compliance risk managers to be competent and perform well.

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Module 1: Interpretation of Compliance Management Overview

Module 2: Organizational System and Process for Compliance Management of Guarantee Institutions

Module III: How guarantee institutions establish effective compliance risk management mechanisms.

Module 4: Analysis of relevant laws and regulations related to compliance risk management.

Fifth template: Practices and cases of compliance risk management

1. Influential legal practitioners in the industry;

2. Senior executives of financial institutions;

3. Senior experts from government authorities;

1. Bachelor degree or above, professionals in finance-related industries.

2. Obtain qualifications for senior management of the company.

3. Familiar with the company's business, proficient in industry laws, regulations and standards, and have the professional knowledge and skills required for competent compliance management.

4. Engaged in financial related work for more than 3 years, and passed relevant professional examinations or had more than 8 years of legal work experience; or served in a risk management professional supervisory position for 5 years and obtained national accountant practice qualification for more than 3 years.

1. Those who pass the assessment can obtain the International Qualification Certificate of Chief Compliance Officer of International Registration issued by the American Certification Association (ACI) in both Chinese and English. It is used by all WTO members and is a job-hunting green card for the 21st century.

2. Those who pass the ACI certification can apply for the qualification and registration card of the Chief Compliance Officer of the professional talent pool in the National Talent Flow Center of the Ministry of Personnel. The registration certificate issued by the Professional Talent Database Management Office of the Ministry of Personnel can be used as an important basis for employers in recruitment, evaluation, promotion, and promotion, and can also be used as a reference basis for job title review and application, vocational qualification examination, and registration qualification registration. Participants who have obtained the Internationally Registered Chief Compliance Officer certificate can assist in obtaining a master's degree and a doctorate degree in finance from Northern University.