What is a blue sheet?

Blue sheet is a message sent by a billing company that provides information on the Securities and Stock Exchange (SEC) activities. These documents are sent to SEC and are also used by other regulatory agencies to monitor business activities. The notification of the blue sheet on request may be the reason for legal sanctions, as it is expected that companies involved in financial markets will comply with regulatory decisions to facilitate monitoring, regulation and safety of investors. With the advent of electronic administration techniques, companies began to switch to electronic blue sheets and today is the preferred electronic submission method. SEC can immediately receive electronic submissions and are compatible with its databases, allowing them to save quickly, and also in cross -linking by previous submissions and submissions from other companies. This facility has a quick exchange of accurate information. The size of each transaction together with the names of the parties must also be reported.This information should be easily accessible to the clearing company in their own records, and if not, the company suggests that the company has problems with recording and transaction monitoring, which is an indicator of the management of the company management and procedures.

SEC can explore the blue sheet for signs of inconsistencies or transactions of fear. It can also be compared to other public submissions that correspond to accounts of different transactions. If there is something about the transaction concerns about the regulatory organs of the SEC, they may initiate an investigation and learn the multi transaction and parties. For example, a blue certificate of a billing company may reveal evidence of trading in initiated or other fraudulent business activities.

Regulatory agencies such as SEC are expected to monitor financial markets to keep them safe for people involved in securities trading and other financial products. Their monitoring is extraDesigned to protect the economy as a whole, as problems with trade and other financial activities can create major economic problems. For example, a accident company can panic investors, leading to economic unrest and subsequent problems for people who do not necessarily participate in the financial market.